Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

120 Episodes

1. Series 8, Episode 7: U.S. bank regulators step up stress testing post-SVB

   Published: 29/06/2023
2. Series 8, Episode 6: Suspicious activity reports surge; 2023 filings on pace for another record

   Published: 22/06/2023
3. Series 8, Episode 5: The FCA's track record on whistle-blowing

   Published: 15/06/2023
4. Series 8, Episode 4: The case for reengineering KYC and the latest on sanctions screening challenges

   Published: 08/06/2023
5. Season 8, Episode 3: Navigating the Asia-Pacific cyber risk landscape

   Published: 01/06/2023
6. Season 8, Episode 2: The Cost of Compliance Report

   Published: 25/05/2023
7. Season 8, Episode 1: Santander, the Post Office and money laundering for Columbian cartels

   Published: 18/05/2023
8. Season 7, Episode 10: The curious case of Credit Suisse (AT1) bondholders

   Published: 30/03/2023
9. Season 7, Episode 9: SVB collapse: what were the regulators doing?

   Published: 23/03/2023
10. Season 7, Episode 8: Governance failure at the Perth Mint

    Published: 16/03/2023
11. Season 7, Episode 7: International Women’s Day special: How to ensure diversity and inclusion initiatives deliver meaningful outcomes

    Published: 08/03/2023
12. Season 7, Episode 6: Culture is King — When regulators fall short of their own expectations

    Published: 02/03/2023
13. Season 7, Episode 5: The UK enforcement outlook for 2023

    Published: 23/02/2023
14. Season 7, Episode 4: “Tumult and change” and new rules shape U.S. SEC’s exam priorities this year

    Published: 16/02/2023
15. Season 7, Episode 3: Top trends for risk and compliance professionals in the Asia-Pacific region

    Published: 09/02/2023
16. Season 7, Episode 2: Top concerns for U.S. compliance professionals in 2023

    Published: 02/02/2023
17. Season 7, Episode 1: 10 things UK and EU Compliance officers need to consider in 2023

    Published: 26/01/2023
18. Season 6, Episode 10: Testimonials and Yelp -- U.S. ad rule opens new era for investment advisers

    Published: 22/12/2022
19. Season 6, Episode 9: The 'Edinburgh Reforms'. Big Bang 2.0 for UK financial regulation?

    Published: 16/12/2022
20. Season 6, Episode 8: “Let crypto burn”? Or regulate it?

    Published: 08/12/2022