Investigations and Enforcement Outlook 2021: Financial Institutions
In the second podcast of the series, Jan Putnis, Ewan Brown and Ella Williams discuss the outlook for financial institutions enforcement in 2021. In particular they focus on the expected areas of increased activity for the UK’s Financial Conduct Authority (FCA), the reported drop in criminal investigations conducted by the FCA, the likelihood of the FCA pursuing civil resolutions and the impact of COVID-19 on financial services firms.